> For the complete documentation index, see [llms.txt](https://docs.uptiq.ai/llms.txt). Markdown versions of documentation pages are available by appending `.md` to page URLs; this page is available as [Markdown](https://docs.uptiq.ai/document-ai/document-ai-1/document-types.md).
# Document Types
Document Types is the reference and configuration layer behind [Document Extraction](/document-ai/document-ai-1/document-extraction.md), [Document Classification](/document-ai/document-ai-1/document-classification.md), and [Fraud Detection](/document-ai/document-ai-1/fraud-detection.md). It shows every supported document type grouped by category, the extraction field schema for each, the specific form variants available, and the fraud detection templates recommended for that type.
In the UI, Document Types is a persistent sidebar item under **PLATFORM**, rather than a dashboard-card feature — confirmed visible, with the full 115-row table, for all four roles (Owner, Admin, Member, Viewer).
| Capability | Description | Limit |
| -------------------------- | ---------------------------------------------------------------------------------------------------------------------- | ------------------------------------------------------------------------------------------------------------------------- |
| Browse by category | View all document types grouped by category (tax, financial, identity, and so on) | — |
| Form variants | Expand a document type to see nested form variants (for example, Schedule A/B/C, Form 1040, 1065) with available years | 40 of the 115 types are tax forms (12 personal, 28 business) |
| Field schema | View the extraction field schema for a document type | — |
| Fraud template association | View the recommended fraud detection templates for a document type | — |
| Search & filter | Search by document type or form name | — |
| Certification tracking | View certification status per form (all roles); manage/edit it | Edit is Owner/Admin only — the edit icon is confirmed absent for Member and replaced with a read-only eye icon for Viewer |
| Certification export | Export certification records | Owner/Admin only — the Export button is confirmed absent from the page for Member and Viewer |
### Workflow
1. **Browse** — open Document Types to see the full catalog, grouped by category.
2. **Drill in** — expand a document type to see its form variants (where applicable) and the years available for each.
3. **Review the schema** — check the extraction field schema to understand what fields will be extracted for that type.
4. **Check fraud coverage** — view which fraud detection templates are recommended for that document type, and jump to [Fraud Detection](/document-ai/document-ai-1/fraud-detection.md) to configure them.
5. **Manage certification** (Owner/Admin) — track certification status per form via the Certification Status modal (opened from the pencil icon next to a type's certification badge), and export certification records as needed. Member and Viewer can view certification status but have no path to edit it or export records.
### Complete Document Type Registry
\
This table is the page's single source of truth for supported document types. Total document types: 115
**Certification:** each document type can be certified and tracked individually in the UI.
| Type | Name | Category | Description |
| ---------------------------------------- | ------------------------------------------------ | ----------------------------------------------- | ------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- |
| ACATAccountTransferForm | A C A T Account Transfer Form | Account Transfer Document | Legal instructions to transfer securities and cash balances between financial institutions via ACATS or manual rails. |
| AadhaarCard | Aadhaar Card | Identity Document | Indian government-issued 12-digit biometric identity document issued by UIDAI |
| AccountReceivablesAgingReport | Account Receivables Aging Report | Financial Report | Aging report showing outstanding customer invoices categorized by days past due |
| AccountsPayableAgingReport | Accounts Payable Aging Report | Financial Report | Aging report showing outstanding vendor bills categorized by days past due |
| ArticlesOfIncorporation | Articles Of Incorporation | Legal Document | Legal document establishing entity formation (corporation, LLC, partnership) with governance and registration details |
| AuditNotes | Audit Notes | Audited Document | Notes and findings from audit reports, including notes to financial statements |
| AuditedBusinessFinancialStatement | Audited Business Financial Statement | Financial Statement | Financial statements reviewed and certified by an independent auditor |
| AutoLoan | Auto Loan | Loan Document | Automobile Loan Application and Purchase/Sale Agreement for consumer and commercial auto credit underwriting, vehicle collateral identification, and debt obligation structuring |
| BackgroundReportBusiness | Background Report Business | Background Check | Background check report on a business entity including history and compliance |
| BalanceSheet | Balance Sheet | Financial Statement | Financial statement showing assets, liabilities, and equity at a point in time |
| BankForms | Bank Forms | Banking Document | Standardized banking forms such as account applications and authorization forms |
| BankFormsRaw | Bank Forms Raw | Banking Document | Raw banking form data extraction without structured processing |
| BankStatements | Bank Statements | Banking Document | Monthly or periodic statements showing account transactions and balances |
| BankStatementsRaw | Bank Statements Raw | Banking Document | Raw bank statement data extraction without structured processing |
| BenchmarkAttributionReport | Benchmark Attribution Report | Institutional Investment / Performance Document | Benchmark Attribution and Performance Review Report from institutional investment consultants detailing multi-asset allocation, performance metrics, attribution analysis, and compliance with strategic targets for large-scale pension/foundation underwriting |
| BeneficiaryDesignation | Beneficiary Designation | Wealth Management Document | Legal wealth management document establishing immediate, non-probate asset succession for IRA, TOD, and custodian accounts with named primary and contingent beneficiaries |
| BirthCertificate | Birth Certificate | Vital Record | Official birth registration document issued by civil authorities (India and United States) |
| BrokerageRetirementStatement | Brokerage Retirement Statement | Financial Statements | Brokerage and retirement account statements (401k, IRA, ESOP, 529, taxable brokerage) |
| BusinessCreditReport | Business Credit Report | Credit Document | Credit report detailing a business entity's credit history and score |
| BusinessDebtSchedule | Business Debt Schedule | Financial Schedule | Schedule listing all business debts with terms, balances, and payment details |
| BusinessFinancialStatement | Business Financial Statement | Financial Statement | Combined financial statements including balance sheet, income statement, and cash flow |
| BusinessInventorySchedule | Business Inventory Schedule | Financial Schedule | Detailed listing of business inventory items with quantities and values |
| BusinessPlan | Business Plan | Business Document | Document outlining business strategy, market analysis, and financial projections |
| BusinessTaxReturn | Business Tax Return | Tax | Business tax return documents (1065, 1120, 1120S, K-1, 8825, etc.) |
| CapitalCallNotices | Capital Call Notices | Fund Document | Capital Call Notice (Drawdown Notice) issued by a fund General Partner to a Limited Partner requesting contribution of committed capital, covering notice metadata, legal identities, commitment ledger balances, drawdown itemization, investment narrative, and wire instructions |
| CapitalizationTable | Capitalization Table | Corporate Document | Table showing company ownership structure, equity stakes, and share classes |
| CashFlowStatement | Cash Flow Statement | Financial Statement | Financial statement showing cash inflows and outflows over a period |
| CertificateOfInsurance | Certificate Of Insurance | Insurance Document | Document proving insurance coverage with policy details and limits |
| CoStarReport | Co Star Report | Commercial Real Estate Report | Comprehensive handler for CoStar Market Reports across multiple asset classes (Office, Retail, Multifamily, Industrial, Hospitality, Land). Handles property type classification, page-to-section mapping, and iterative extraction. |
| CommercialAppraisalReport | Commercial Appraisal Report | Real Estate Document | Professional valuation report for commercial real estate property with comprehensive valuation approaches |
| ConsolidatedMultiCustodianStatement | Consolidated Multi Custodian Statement | Wealth / Portfolio Statement | Consolidated Multi-Custodian Statement aggregating holdings, transactions, and valuations from disparate financial institutions into a unified portfolio view for collateral assessment, net worth verification, and securities-based lending underwriting |
| CreditAgreement | Credit Agreement | Loan Document | Corporate Credit Agreement — syndicated revolving credit facility, term loan, or delayed draw facility defining commitment limits, pricing matrix (SOFR/Prime), financial covenants, default terms, and borrowing mechanics for multi-million to multi-billion dollar institutional credit lines |
| CreditMemo | Credit Memo | Banking Document | Document recording a credit issued to a customer account |
| CreditPolicy | Credit Policy | Policy Document | Internal bank credit/loan policy manual that defines lending rules, ratio thresholds, and underwriting standards per product |
| CreditReport | Credit Report | Credit Document | Generic credit report for individuals or businesses |
| CustomerContract | Customer Contract | Legal | Legal agreement between a business and its customer for goods or services |
| CustomerList | Customer List | Business Document | List of customers with contact information and business details |
| DistributionNotice | Distribution Notice | Fund Document | Distribution Notice (Distribution / Liquidation Notice) issued by a fund General Partner to a Limited Partner returning capital, gains, income, or in-kind securities, covering notice metadata, legal identities, fund-level realization, cash and stock distribution splits, GP fees and offsets, commitment ledger balances, and settlement / wire routing |
| DrivingLicense | Driving License | Identity Document | US state-issued driver's license or ID card for identity verification |
| EngineeringReport | Engineering Report | Real Estate Document | Technical assessment report on property structural and mechanical systems with condition ratings and capital expenditure forecasts |
| EnvironmentReport | Environment Report | Real Estate Document | Environmental assessment report including Phase I/II studies with risk classification and compliance status |
| FeeBillingStatement | Fee Billing Statement | Wealth Management Document | Wealth Management Advisory Fee Billing Statement — institutional tariff master blueprint detailing custody fees, account maintenance billing cycles, asset advisory fee grids, brokerage execution ticket dynamics, Lombard leverage structures, and fiduciary trust vehicle management costs |
| FeeSchedule | Fee Schedule | Disclosure Document | Advisory / wrap-fee program fee schedule or account & service fee disclosure |
| FiveTwoNineAgeOfMajorityElectionForm | Five Two Nine Age Of Majority Election Form | Wealth Management Document | Wealth management election form transferring 529 education savings account ownership from custodian to beneficiary upon reaching age of majority |
| FixedAssetsSchedule | Fixed Assets Schedule | Financial Schedule | Schedule of long-term assets with acquisition dates, costs, and depreciation |
| FloodInsuranceCertificate | Flood Insurance Certificate | Insurance Document | Flood insurance policy declarations page showing coverage, premiums, and NFIP compliance data |
| FloodInvestigation | Flood Investigation | Real Estate Document | FEMA Flood Determination / Flood Investigation Report for commercial lending compliance |
| Form1099 | Form1099 | Tax Document | IRS 1099 Information Return Series - unified extraction for 1099-B, 1099-DIV, 1099-INT, 1099-R, and 1099-S |
| Form4506C | Form4506 C | Tax Document | IRS Form 4506-C - IVES Request for Transcript of Tax Return for mortgage lending |
| Form5498 | Form5498 | Tax Document | IRS Form 5498 IRA Contribution Information for retirement account contribution and valuation verification |
| GuardianshipOrConservatorship | Guardianship Or Conservatorship | Legal/Financial | Legal form establishing conservatorship or guardianship authority over annuity contracts on behalf of an incapacitated contract owner |
| ILPAStylePartnerCapitalAccountStatements | I L P A Style Partner Capital Account Statements | Fund Document | ILPA-standard Partnership Capital Account Statements issued by General Partners to Limited Partners, showing capital account activity, management fees, partnership expenses, incentive allocations, commitment reconciliation, and fund-level performance across QTD, YTD, and Since Inception periods |
| InsurancePolicy | Insurance Policy | Insurance | Insurance document proving life, disability, health, or long-term care policy coverage with physical profiles, risk manifests, and compliance details |
| InvestmentManagementAgreement | Investment Management Agreement | Legal Document | Legal agreement establishing fiduciary investment advisory services between an investment manager/advisor and a client, defining scope of authority, fee structure, asset allocation constraints, and regulatory compliance requirements |
| InvestmentPolicyStatement | Investment Policy Statement | Financial Advisory Document | Investment Policy Statement (IPS) detailing investment objectives, risk tolerance, asset allocation strategy, and operational protocols for individual or institutional wealth management |
| InvestmentProposal | Investment Proposal | Investment Advisory / Strategy Document | Investment Proposal from wealth management or asset management firms detailing custom portfolio strategy, asset allocation framework, performance simulations, fee structures, and tax projections for client capital deployment and underwriting suitability assessment |
| LOI | L O I | Legal Document | Preliminary agreement outlining transaction terms between buyer and seller |
| LeaseAgreement | Lease Agreement | Legal Document | Residential lease agreement defining occupancy, rent, deposit, late fees, utilities, pet terms, and execution signatures for residential tenants |
| LoanAgreement | Loan Agreement | Legal Document | Legal contract defining loan terms, covenants, and repayment obligations |
| LoanEstimate | Loan Estimate | Financial Document | CFPB Loan Estimate - standardized mortgage disclosure form (TILA-RESPA Integrated Disclosure) |
| ManagementResumes | Management Resumes | HR Document | Professional resumes of company management and key personnel |
| MarginAccountAgreement | Margin Account Agreement | Financial Document | Brokerage Account Agreement covering cash, margin, and options configurations — legally binding contract defining leverage limits, hypothecation rules, options tiers, and liquidation triggers |
| MortgageStatement | Mortgage Statement | Liability Document | Monthly mortgage loan billing statement for income/liability verification |
| NewAccountApplication | New Account Application | Wealth Management Document | Primary legal onboarding instrument for establishing financial relationships with wealth management firms, broker-dealers, and custodians capturing personal biographics, financial metrics, risk tolerance, and regulatory disclosures |
| Other | Other | Generic Document | Generic document type for unclassified documents |
| OtherWithMetadata | Other With Metadata | Generic Document | Generic document type with enhanced metadata extraction |
| PANCard | P A N Card | Identity Document | Permanent Account Number card issued by the Indian Income Tax Department for tax identification |
| PartnershipAgreements | Partnership Agreements | Legal Document | Legal document defining ownership, governance, and profit/loss distribution among partners/members |
| Passport | Passport | Identity Document | Government-issued passport for identity verification and travel authorization |
| Paystubs | Paystubs | Income Document | Employee earnings statement / payslip (paystub) for income verification |
| PersonalBackgroundReport | Personal Background Report | Background Check | Background check report on an individual including history and records |
| PersonalCreditReport | Personal Credit Report | Credit Document | Personal credit report using canonical CR v6 extraction schema and handlers |
| PersonalFinancialStatement | Personal Financial Statement | Financial Statement | Statement of personal assets, liabilities, income, and expenses |
| PersonalTaxReturn | Personal Tax Return | Tax | Personal tax return documents (1040, Schedule C, etc.) |
| PitchBook | Pitch Book | Institutional Investment / Marketing Document | Pitch Book or Fixed Income Investor Presentation from asset managers and fund sponsors disclosing corporate financial standings, portfolio metrics, lending characteristics, liquidity profiles, and management credentials for capital allocation and counterparty underwriting assessment |
| PortfolioHoldings | Portfolio Holdings | Wealth / Investment Document | Portfolio Holdings and Positions Report from wealth management platforms (Morningstar, J.P. Morgan) detailing investor asset allocation, underlying security positions, fee structures, and risk-adjusted performance metrics |
| PowersOfAttorney | Powers Of Attorney | Legal Document | Legal document granting authority to act on behalf of another party — covers both Vehicle/Limited POA and Financial/Durable POA subtypes |
| ProFormaPropertyOperatingStatement | Pro Forma Property Operating Statement | Real Estate Document | Pro Forma Property Operating Statement showing projected/forecasted income and expenses for a real estate property |
| ProfitAndLossStatement | Profit And Loss Statement | Financial Statement | Financial statement showing revenues, expenses, and net income over a period |
| PropertyComparables | Property Comparables | Real Estate Document | Property comparables analysis including rent comps and sales comps |
| PropertyInsurance | Property Insurance | Insurance Document | Insurance document proving property coverage with policy details, limits, and lender protection |
| PropertyOperatingStatement | Property Operating Statement | Real Estate Document | Financial statement showing income and expenses for a real estate property |
| RMDRequestForm | R M D Request Form | Tax Document | IRS Required Minimum Distribution (RMD) Request Form for retirement account distribution authorization and tax withholding |
| RentComps | Rent Comps | Real Estate Document | Rental comparables for property analysis including competitive peer properties and rental pricing metrics |
| RentRoll | Rent Roll | Real Estate Document | Schedule of rental units with tenant information, lease terms, and rent amounts |
| RiskTolerance | Risk Tolerance | Financial Advisory Document | Risk Tolerance Questionnaire / Investor Risk Profile Assessment used by wealth management advisers to evaluate client investment objectives, time horizons, loss tolerance, volatility preferences, and recommended portfolio allocations |
| SSN\_ITIN | S S N\_ I T I N | Tax / Social Identity Document | US Social Security Number card or Individual Taxpayer Identification Number notice/letter issued by SSA or IRS |
| STRReport | S T R Report | Hospitality Market Report | Smith Travel Research (STR) hospitality performance reports showing occupancy, ADR, and RevPAR for a subject property benchmarked against its competitive set, metro, and submarket. May be combined with a CoStar hospitality section in the same workbook. |
| Safer | Safer | Regulatory Document | FMCSA SAFER report showing carrier safety and compliance information |
| SalarySlipIndian | Salary Slip Indian | Income Document | Indian salary slip / payslip for income verification and employment validation |
| SalesComps | Sales Comps | Real Estate Document | Sales comparables for property analysis including transaction pricing and valuation metrics |
| SecretaryOfState | Secretary Of State | Corporate Document | Official state filing documents for business entity registration |
| SideLetter | Side Letter | Legal | Legal agreement modifying terms of partnership or fund agreements, including GCMSA collateral management, retirement system, and enterprise capital fund side letters |
| SignedLeaseContract | Signed Lease Contract | Legal Document | Legally binding rental agreement defining lease terms, rent, and tenant/landlord obligations |
| SourcesAndUseOfFunds | Sources And Use Of Funds | Financial Document | Statement showing where funds come from and how they will be used |
| SpecialNeedsTrusts | Special Needs Trusts | Legal Document | Special Needs Trust legal documents for disability asset shelter, including attorney certifications and trust agreements |
| StandardsDocument | Standards Document | Technical Document | Technical standards or specification documents |
| StateID | State I D | Identity Document | US state-issued non-driver identification card for identity verification |
| StatementsOfInformation | Statements Of Information | Legal Document | Official state filing containing entity and officer details for identity validation |
| StudentLoan | Student Loan | Loan Document | Student Loan Account Statement, Loan Verification Letter, Payoff Statement, or Interest Summary for educational debt underwriting, repayment analysis, and net worth assessment |
| SubscriptionDocument | Subscription Document | Loan Document | Subscription Document Package — Subscription Agreement, investor profile registry, securities suitability questionnaire, and binding commitment for alternative asset onboarding and private investment vehicle admissions |
| TitleCopy | Title Copy | Vehicle Document | Vehicle title document showing ownership and registration details |
| TradeConfirmations | Trade Confirmations | Investment Document | Broker-dealer securities trade confirmation for transaction verification |
| TrustAgreement | Trust Agreement | Legal Document | Trust agreement establishing a fiduciary relationship for wealth management, asset protection, and estate planning |
| TrustAndEntityFormation | Trust And Entity Formation | Legal & Compliance | Trust certification and entity formation documents for account titling at financial institutions |
| UCCFiling | U C C Filing | Legal Document | Legal record of secured interest (lien) with debtor, secured party, and collateral details |
| UtilityBill | Utility Bill | Proof of Address Document | Utility Bill (electric, gas, water, sewer, or municipal services statement) used for proof of residency and asset-occupancy verification, covering issuer identification, account identity and service/billing addresses, ledger balances and settlement rules, per-service charge breakdown, and meter / consumption telemetry |
| VendorQuoteOrInvoice | Vendor Quote Or Invoice | Business Document | Price quote or invoice from a vendor for goods or services |
| VendorWiringInstructions | Vendor Wiring Instructions | Banking Document | Bank wiring instructions provided by a vendor for payments |
| VoidedCheck | Voided Check | Banking Document | Voided check used to verify bank account information |
| VoterID | Voter I D | Identity Document | Electors Photo Identity Card (EPIC) issued by the Election Commission of India |
| W2 | W2 | Income Document | IRS Form W-2 Wage and Tax Statement for income and employment verification |
| W8BEN | W8 B E N | Tax Document | IRS Form W-8BEN Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Individuals) |
| W8BENE | W8 B E N E | Tax Document | IRS Form W-8BEN-E Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding and Reporting (Entities) |
| W9 | W9 | Tax Document | IRS Form W-9 Request for Taxpayer Identification Number and Certification for identity and tax compliance verification |
### Related pages
* [Document Classification](/document-ai/document-ai-1/document-classification.md) and [Document Extraction](/document-ai/document-ai-1/document-extraction.md) use this registry directly.
* [Fraud Detection](/document-ai/document-ai-1/fraud-detection.md) uses the type-level template associations listed here.
* [Test Dashboard](/document-ai/document-ai-1/test-dashboard.md) uses document types to organize benchmark coverage and accuracy.
---
# Agent Instructions
This documentation is published with GitBook. GitBook is the documentation platform designed so that both humans and AI agents can read, navigate, and reason over technical content effectively. Learn more at gitbook.com.
## Querying This Documentation
If you need additional information that is not directly available in this page, you can query the documentation dynamically by asking a question.
Perform an HTTP GET request on the current page URL with the `ask` query parameter, and the optional `goal` query parameter:
```
GET https://docs.uptiq.ai/document-ai/document-ai-1/document-types.md?ask=&goal=
```
`ask` is the immediate question: it should be specific, self-contained, and written in natural language.
`goal` is optional and describes the broader end goal you are ultimately trying to accomplish on behalf of the user. GitBook uses it to tailor the answer towards what is most useful for that goal.
The response will contain a direct answer to the question and relevant excerpts and sources from the documentation.
Use this mechanism when the answer is not explicitly present in the current page, you need clarification or additional context, or you want to retrieve related documentation sections.